Skip to main content

Resolving Common Issues in Filing Manager

Overview

Users may experience an error filing status or a "too many open position dates" message when attempting to disclose via the Filing Manager service. This article covers why these common automated filing workflow issues occur and provides step-by-step instructions to resolve them.

Issue 1: Error Filing Status

What This Means

The platform indicates that the automated disclosure submission failed to complete.

Why It Happens

The Filing Manager could not successfully transmit the submission to the regulator. More specific details regarding the underlying logic or communication failure can be reviewed within the Submission Message.

How to Resolve

  1. Open the submission details to check the Submission Message for specific error text.

  2. If you need to file manually, log in directly to your specific regulator's portal.

  3. Proceed with manual filing to complete your disclosure requirement on time.

  4. Reach out to Support via the In-App Messenger or via email if you are unsure what to do.

Issue 2: Too Many Open Position Dates Message

What This Means

The Send button is greyed out, and the platform displays a "too many open position dates" error message.

Why It Happens

The Filing Manager is designed to submit a maximum of seven days of results at a single time. This message is triggered when a submission contains more than seven days of results with unactioned filings.

How to Resolve

  1. Select a single day that you wish to send from the submission list.

  2. Verify that the Send button has been re-enabled for that specific date.

  3. Click Send to transmit the filings for the selected day.

  4. Repeat this process individually for each remaining day.

Did this answer your question?