FundApps Support

Articles related to Shareholding Disclosure, Position Limits, Investment Monitoring, and the Sensitive Industries products. 

Monitoring

Comprehensive articles on Shareholding Disclosure (SD) processes and requirements.

Shareholding Disclosure

Including Parent Entities in Aggregation

Aggregation Framework

Disaggregation

Umbrella Level Disclosures

Legal Aggregation Structure

Setting Up Aggregations Between Portfolios and Entities

Reporting Person Details

Singapore Short-Selling Rules

Delegation of Management and Voting Power

Insights into portfolio settings and aggregation.

Portfolios & Aggregation

Underlying and Inheritable Properties

Multi-Levelled Assets

Calculating Equivalent Shares

Equity Derivatives and Spinoffs

Preference Shares and Convertible Preference Shares

Warrants on Composites

Convertible Bonds and Warrants

Credit Default Swaps (CDS) and Credit Default Swap Index (CDX) Positions

Issuer-Related Denominator Properties

The MarketsListedIn Property

Securities Financing Transactions

Notional Property

Settlement Date Reporting

TotalIssuedNominalCapital Property

Index Derivatives and Equivalent Shares

How to Set ExecutionVenue

IsREIT Property

Guide to ADRs - DRType

Blocker Provisions

Guidance on how to correctly manage and submit position files.

Positions File Basics

Positions in Scope for Shareholding Disclosure

Shareholding Disclosure: Result Types & Icons

Guide to Result Rejections

Understanding How a Rule is Coded

Rules Screen Explained

Why Is it Necessary to Approve New Rule Versions?

Four Reasons Not to Deactivate Rules

Guide to aosphere Memo Updates

Our Policy on Deviating from aosphere Memos

How Do Rules Account for Multi-Levelled Assets?

Automated Community Denominator Check

Issuer Limit Rules: Explained

FundApps Control Rules

Percentage Rounding for Thresholds

Foreign Exchange Rates

Portfolio Viewer

Manually Reviewing Results

Room-In-A-Name

Detailed explanations of how the rules are coded and how to interpret results.

Rules & Results

Proposed SEC Changes FAQ

SEC Schedule 13G Rule Changes

Securities with an "Alternate Means of Registration" under U.S. Section 12

MajorUS-13G, MajorCA-AMRS and MajorJP-SRS: How to Indicate Issuers That Are Disqualified from the Regime

Has13GDisclosureRequirement Property

13G Form Properties

Form 13F Structure and Property Requirements

Properties for the 13F Cover and Summary Pages

Notes on Various 13F Portfolio Properties

13F List Option CUSIP Matching

13F - De Minimis Positions

How to Exclude OTC Options from 13F Reporting

How to Resolve 13F Missing Data for MarketValueInInstrumentCurrency

Re-Running Files After the SEC Updates the Official 13F List

13f-2 US Short-Selling Service

13f-2: Result Types & Icons

The 13f-2 Form SHO Properties Page

How to "Qualify" Issuers for US 13G When US 13D Is the Default Regime

13F Security Data and Eligibility

How Global Settings Affect the 13G Disclosure Form

Configuring Director and Officer Insider Status for US Section 16(A)

Country-specific articles covering best practices, regulations, and disclosures for the US.

Major: U.S. Rules

How the EU Rules Work Under the TD2

EU HomeMemberState Property

Introduction to the Florange Law

HoldingType Property

Country-specific articles covering monitoring practices, regulations, and disclosures for the EU.

Major: E.U. Rules

Major: Japan Rule Explained

BaseDate Set-Up for Japanese SRS

RIAN Results for Major Japan Rules

Japan FEFTA Issuer List – Summary of Changes (April & July 2025 Updates)

Country-specific articles covering monitoring practices, regulations, and disclosures for Japan.

Major: Japan Rules

Takeover Panel Data

Changes Takeover GB - Rule Version 15 

Updates to the French Takeover Rules

Articles focused on takeovers and similar events.

Takeover Rules

EU SSR Rules Netting Explained

EU Short Selling Regulation (SSR) Aggregation

FIRDS, Primary Market, and the EU SSR

PercentEUDebtOutstanding and TotalDebtOutstanding

IssuerName and Government Bonds - Property Use in SSR Bonds Rules

Sovereign Bond Index Weighting Under the EU Short Selling Regulation (SSR)

The EU SSR ESMA Exempt List

Upcoming Changes to the UK Short Selling Regime (SSR)

Guidance on European Union Short Selling Regulation compliance.

European Short-Selling Rules

Guides related to Position Limits (PL) monitoring, including workflows and compliance.

Position Limits

Position Limits Aggregation Logic

ExchangeAccountType Values

Position Limits - Guide to the New HKEX Limit Definitions

Positions in Scope for Position Limits

Additional Properties Required to Add Position Limits onto Shareholding Disclosure

Position Limits Service - Rules Overview

The Position Limits Results Dashboard

Position Limits: Result Types and Icons

Mapping To FIA Tech Data

Market Wide Position Limit

Monitoring OTC Contracts

Position Limits - Netting Types Explained

Position Limits - Open Interest Rules

Position Limits - Guide to Reporting Levels

Position Limits - Guide to the CFTC Federal Rules

Position Limits - Enhancements to the Spot Month Definition Calculation

Position Limits Contract Conversion

Detailed explanations of the rules are coded and how to interpret results.

Guide to Sensitive Industries

Sensitive Industries: Blanket Restrictions Rules

CompanyType Properties for Sensitive Industries

Japanese Foreign Exchange and Foreign Trade Act Rules Explained

Understanding the Securities and Exchange Board of India (SEBI) Foreign Portfolio Investors (FPI) Rules

Content about Sensitive Industries (SI) monitoring, highlighting regulatory requirements and data management.

Sensitive Industries

Investment Monitoring Service

Investment Monitoring Implementation Guide

The Investment Monitoring service allows compliance and risk teams to monitor internal regulatory and risk rules from within the FundApps platform.

Investment Monitoring

Pre-Trade

Articles aimed at helping front-office and compliance teams monitor trading capacity before disclosure thresholds are breached.

Community

Service Documentation

Trust Portal

Find answers and get help from Intercom Support and Community Experts

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