Major: U.S. Rules
Country-specific articles covering best practices, regulations, and disclosures for the US.
21 articles
- Proposed SEC Changes FAQ
- SEC Schedule 13G Rule Changes
- Securities with an "Alternate Means of Registration" under U.S. Section 12
- MajorUS-13G, MajorCA-AMRS and MajorJP-SRS: How to Indicate Issuers That Are Disqualified from the Regime
- Has13GDisclosureRequirement Property
- 13G Form Properties
- Form 13F Structure and Property Requirements
- Properties for the 13F Cover and Summary Pages
- Notes on Various 13F Portfolio Properties
- 13F List Option CUSIP Matching
- 13F - De Minimis Positions
- How to Exclude OTC Options from 13F Reporting
- How to Resolve 13F Missing Data for MarketValueInInstrumentCurrency
- Re-Running Files After the SEC Updates the Official 13F List
- 13f-2 US Short-Selling Service
- 13f-2: Result Types & Icons
- The 13f-2 Form SHO Properties Page
- How to "Qualify" Issuers for US 13G When US 13D Is the Default Regime
- 13F Security Data and Eligibility
- How Global Settings Affect the 13G Disclosure Form
- Configuring Director and Officer Insider Status for US Section 16(A)