The 13f-2 service uses four different result types. You can find what they mean below:
Symbol | Alert type | Meaning |
Unknown | Unknown can be caused by wrong and/or missing data for a given result | |
Disclosure | This result is only triggered at the end of the month and addresses a specific asset class. For reporting company issuers, this alert will flag if a disclosure filing is required due to crossing the monthly average percentage or nominal value thresholds. For non-reporting company issuers, this will flag if an asset class has exceeded the daily nominal value threshold at any point in time during the calendar month. | |
Upcoming Disclosure | This result is triggered when a non-reporting company issuer has crossed the nominal value threshold, but it is not yet the end of the month. | |
Potential Disclosure | This result is triggered when a reporting company issuer’s average monthly class shares percentage or nominal value exceeds the respective threshold but is not yet the end of the month. | |
OK | No other alert was triggered, meaning no threshold was crossed, and the position is neither approaching a threshold nor above the initial threshold. |