Focused content on Filing Manager (FM) workflows.
14 articles
Australia (ASIC)
Country-specific guidance on meeting disclosure requirements for the Australian Securities and Investments Commission (ASIC).
ASIC FIX Implementation
Preparing Shareholding Disclosure data for integration with Filing Manager
How you can prepare for 1 click filing
ASIC FIX Workflow
Rejecting results before sending disclosure to ASIC
Uploading positions file and sending data to ASIC
Hong Kong (SFC)
Steps to comply with the disclosure rules set by the Hong Kong Securities and Futures Commission (SFC).
How to Prepare for 1 Click Filing to The SFC
Using Portfolio “Reporting Person” to submit SFC reportable short positions form
Rejecting results before sending disclosure to SFC
Uploading positions file and sending data to SFC
United Kingdom (FCA)
Guidance for submitting required reports and disclosures to the UK Financial Conduct Authority (FCA).
Setting Up Credentials and MFA in Filing Manager FCA
Germany (BaFIN)
Information on disclosure rules and processes for BaFIN in Germany.
Setting Up Username, Password and BaFin_ID in Filing Manager BaFin
Singapore (MAS)
Reporting and disclosure instructions for the Monetary Authority of Singapore (MAS).
Setting Up Credentials in Filing Manager MAS
Sweden (FISE)
Guidance on meeting Swedish regulatory requirements, including disclosures for FISE.
Setting up Filing Manager FISE and Understanding the Workflow